On July 15, 2011, the China Securities Regulatory Commission announced the classification results of securities companies in 2011. The rating results of Huarong Securities were upgraded from Class B BB in 2009 and Class B BBB in 2010 to Class A this time.

, reached a higher level in one year and achieved substantial breakthroughs.

The classification results of securities companies are a comprehensive evaluation of securities companies based on their risk management capabilities, combined with the company's market competitiveness and compliance management level, and reflect the overall status of securities companies' compliance operations, financial stability and risk control.

In the results of this classification evaluation, only 40 of the 106 securities companies in the country received Class A ratings. Among the three securities companies in the asset management department, Huarong Securities is the only Class A securities company.

In the next three years, Huarong Securities will strive to enter the top 20 in the industry's comprehensive ranking in accordance with the development goals of "complete functions, distinctive features, and first-class brands".

The company will take this being rated as a Class A securities company as an opportunity to combine the activities of "striving for excellence" and in-depth creation of "five things" modern financial enterprises, focusing on innovation, relying closely on the strong support of China Huarong, and giving full play to

And continue to explore the company's operating characteristics and potential, increase the expansion of capital scale, enrich the business platform system, further accelerate the transformation of the business development model, adjust and optimize the business structure, continuously improve the core competitiveness and profitability, and continuously improve the various tasks of Huarong Securities.

Push forward.

The company has 35 sales departments, located in Beijing, Shanghai, Tianjin, Chongqing, Xinjiang, Hunan, Hubei, Sichuan, Shanxi, Shaanxi, Liaoning, Anhui, Guangdong, Yunnan, Jiangsu and other places, which can provide investors with exchange listings.

Transactions include diversified trading products such as stocks (A shares and B shares), bonds (treasury bonds and corporate bonds), closed-end funds, ETFs and warrants.

China Huarong is one of the first sponsors in China. Its original underwriting and investment consulting business is undertaken by the company, and it has completed AVIC Sanxin, TBEA, BBMG, Taihang Cement, Suning Global, Lianhua Technology, and Yatai Group

We have also provided additional issuance and financial consulting services to many listed companies. As the deputy lead underwriter, we completed the convertible bond issuance project of ICBC, and have maintained good cooperation and services with many well-known domestic and foreign enterprises (groups) in multiple businesses.

relationship, and is committed to providing customers with better services.

The company's research consulting team is a high-quality professional research team composed of doctors and masters in economics, management, financial engineering, engineering machinery, environmental protection, chemical engineering, software engineering and other disciplines. It has a group of certified public accountants (CPA),

Excellent talents with professional qualifications such as Chartered Financial Analyst (CFA) and Financial Risk Manager (FRM). Industry research covers real estate, coal, non-ferrous metals, banking, electronic components, computer software, communications, heavy industry machinery, environmental protection, etc.

industry.

Strategic research includes a macro strategy research team composed of multiple analysts, committed to providing trustworthy and high-quality services to investors.

The company's asset management business began in 2009. It provides professional collective, targeted and special asset management services based on customer needs, and is committed to building a high-end brand in asset management business.

In 2010, the first collective asset management plan was successfully issued, with the scale of assets under management approaching 15 billion yuan.

According to the rankings of the Securities Association of China, the company's net profit from asset management business ranked ninth in the industry in 2009 and fifth in 2010.

In order to provide customers with high-quality asset management services, the company continues to optimize its asset management business and staffing, and introduces senior talents. All employees in the asset management department have a master's degree or above.