A technical director of Dacheng Fund made a profit of 5.75 million yuan according to the undisclosed information content and fined 230 1 10,000 yuan. Jiang Weiqiang, the former information technology director of Dacheng Fund, used his own database to query key accounts and actually operate other people's stock accounts in four years, and used three fund portfolio accounts for stock trading. In four years, he bought and sold 245 stocks and made a profit of 5.75 million yuan. Recently, the penalty decision of Guangxi Securities Regulatory Bureau of China Securities Regulatory Commission explained the key points of this case in detail.
1On February 24th, Guangxi Securities Regulatory Bureau issued two disposal decisions, confiscated Jiang Weiqiang's illegal income of 5,752,900 yuan, imposed a fine of17,258,800 yuan, confiscated his fine of 230 10000 yuan, and took countermeasures to prohibit him from entering the sales market for 10 year.
Jiang Weiqiang has the account management authority of the core information base of the Hang Seng System of Dacheng Fund. During his tenure, Jiang Weiqiang used this account management authority to obtain the historical, cultural and real-time transaction data information of three constituent stock accounts of Dacheng Fund Management Method by using the office desktop computer, so as to know the information content that should not be published.
Jiang Weiqiang opened the "Guo Mouzhen" stock account in a business department in fortune securities, Admiralty, China on 20 15 65438122, and grasped the trading data and manipulated it. From May 7, 2065438 to April 22, 2002/kloc-0, Jiang Weiqiang used his own information to control the "Guo Mouzhen" stock account entrusted by Dacheng Fund and the stocks in the above three component accounts.
In the past four years, 245 shares of "Guo Mouzhen" were bought and sold in the same way, with a turnover of 669 million yuan. Guangxi Securities Regulatory Bureau assessed the objective facts of Jiang Weiqiang's violation of the rules through relevant system software operation records, securities account materials, bank account assets flow, computer and mobile phone evidence collection materials, relevant documents of fund management companies, interrogation transcripts and personal direct evidence.
In addition, regarding this case, Dacheng Fund indicated that Jiang Weiqiang's personal behavior was attributed to behavior, and he left Dacheng Fund at the beginning of this year. At present, the management of Dacheng Fund and the operation of investment funds are normal. Dacheng Fund said that the company has always adhered to the management philosophy of "the company's shareholders' rights and interests are above everything else" and has zero tolerance for employees' illegal operations. In the future, the operation management and service quality will be improved again, and the legitimate rights and interests of investors will be effectively safeguarded.