The requirements for natural person investors to open NEEQ trading permissions are as follows: 1. Category 1 investors (can trade basic, innovative and selected stocks): (1) 10 trading days before applying for permission, a securities account under their own name

The average daily assets in the capital account are more than 2 million yuan (excluding funds and securities financed through margin trading), and there are more than 5 trading days (inclusive) in the first 30 trading days. The end-of-day assets are not less than 2 million yuan.

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(2) Have investment experience, work experience or employment experience as stipulated in the Suitability Management Measures.

2. Category II investors (tradable innovation layer and selected layer stocks): (1) In the 10 trading days before applying for permission, the average daily assets in the securities account and capital account under my name are more than 1.5 million yuan (excluding

Funds and securities introduced through margin financing and securities lending), and there are more than 5 trading days (inclusive) in the first 30 trading days. The end-of-day assets are not less than 1.5 million.

(2) Have investment experience, work experience or employment experience as stipulated in the Suitability Management Measures.

3. Three types of investors (only able to trade selected stocks): (1) In the 10 trading days before applying for permission, the average daily assets in the securities account and capital account under my name are more than 1 million yuan (excluding financing)

(funds and securities financed by securities lending), and there are more than 5 trading days (inclusive) in the first 30 trading days. The end-of-day assets are not less than 1 million.

(2) Have investment experience, work experience or employment experience as stipulated in the Suitability Management Measures.

Note: The investment/work/employment experience requirements for natural person investors are (meet one of the following conditions): (2) Have more than 2 years of investment experience in securities, funds, and futures; (2) Have more than 2 years of financial product design, investment, and risk experience

Management and related work experience; (3) Securities companies, futures companies, fund management companies and their subsidiaries, commercial banks, and insurance companies as specified in Article 8, Paragraph 1, Item 1 of the "Measures for the Suitability Management of Securities and Futures Investors"

, trust companies, financial companies, as well as securities company subsidiaries, futures company subsidiaries, private equity fund managers and other financial institutions that have been filed or registered with industry associations.

(Those who are prohibited from participating in stock trading under the Securities Law are not allowed to apply to participate in the issuance and trading of stocks of listed companies.) For specific account opening requirements, we recommend that you contact the customer service of the brokerage firm where you plan to open an account.