Securities qualification examination is divided into three categories: general qualification examination, special business qualification examination and management qualification examination. The entry qualification examination includes "basic laws and regulations of securities market" and "basic knowledge of financial market".

Fund employment examination

The qualification examination for fund practitioners includes three subjects: subject 1: fund laws and regulations, professional ethics and business norms; Subject 2: Basic knowledge of securities investment funds; Subject 3: Basic knowledge of private equity investment funds. Candidates who pass any two subjects will have the qualifications of fund practitioners and fund sales. The textbook used in the exam is securities investment fund.

Examination scope

There is no officially published textbook for the securities practice examination, and the scope of the examination refers to the examination outline published by official website.

Cancel the fund sales qualification examination

With the changes in sales methods such as the Internet and the increase in the richness and complexity of product types, the fund sales qualification examination only for fund promotion personnel and fund sales information management platform system operation and maintenance personnel was cancelled and included in the fund practitioners qualification examination.