In 218, the examination time for fund qualification is March, April, May, June, September, October and November.
in order to adapt to the development of the industry under the new situation, the fund industry association has adjusted the examination content based on the feedback from all parties over the years, drawing on the experience at home and abroad. The adjusted examination focuses on practical application, mainly assessing the necessary basic knowledge and professional skills of fund practitioners. The examination covers seven basic knowledge such as fund industry overview, laws and regulations and professional ethics, investment management, operation management, sales management, internal control and compliance management, and internationalization.
The qualification examination for fund practitioners focuses on practical application, and mainly assesses the basic knowledge and professional skills necessary for fund practitioners. The examination covers seven basic knowledge such as fund industry overview, laws and regulations and professional ethics, investment management, operation management, sales management, internal control and compliance management, and internationalization.
Examination subjects:
1. Subject 1: Fund Laws and Regulations, Professional Ethics and Business Standards;
2. Subject 2: Basic Knowledge of Securities Investment Funds;
3. Subject 3: Basic Knowledge of Private Equity Investment Fund.
Subject features:
1. Subject 1 features: There are many knowledge points to be memorized, most of which are professional ethics and basic conceptual knowledge of law and law, but subject 1 is compulsory;
2. characteristics of subject 2: designing investment theory and a large number of calculations requires a certain theoretical foundation of economics and finance, so it is a little more difficult for non-economic majors. It is necessary to have the ability of calculation and analysis, and the learning method and direction are correct, which can be overcome.
3. Characteristics of subject 3: Compared with subject 2, subject 3 is much simpler, and generally it only takes two-thirds of the time to pass.
Application conditions:
1. Full capacity for civil conduct: refers to the ability to conduct civil activities completely independently, and obtain civil rights and assume civil obligations through one's own actions.
2. Have a high school education or above.