As for the difference between fund qualification certificate and securities qualification certificate, friends can look at the analysis below!
First of all, China Asset Management Association is responsible for organizing qualification examinations for different fund institutions. The examination arrangement is determined by the fund industry association every year, including the national unified examination and employment examination. The examination adopts online registration and computer examination to assess students.
The qualification examination for securities practitioners is a national unified examination organized by China Securities Industry Association. The examination time is determined by the Securities Industry Association every year. Online registration has been adopted, and students' assessment adopts the national unified examination closed-book method.
Second, professionals engaged in securities business in securities companies, fund management companies, fund custody institutions, fund sales institutions, securities investment consulting institutions, securities credit evaluation institutions and other institutions engaged in securities business recognized by the China Securities Regulatory Commission must obtain practice certificates and engage in corresponding securities activities on the basis of obtaining securities business qualifications.
Fund qualification certificate is a necessary certificate to enter the fund industry, and it is a threshold. After this threshold, you can go to fund companies and financial institutions for employment. It is a reflection of personal financial quotient level and a knowledge tool for personal investment and profit. Fund qualification certificate is also called fund industry access certificate. In addition to fund companies, commercial banks (including foreign-funded corporate banks in China), securities companies, futures companies, insurance institutions, securities investment consulting institutions, independent fund sales institutions and other institutions recognized by the China Securities Regulatory Commission need to obtain the qualification of fund practitioners.
Three, the examination subjects are different securities business: the basic laws and regulations of the securities market and the basic knowledge of the financial market.
Fund employment: subject 1 of the qualification examination for fund employment: fund laws and regulations, professional ethics and business norms; Subject 2: Basic knowledge of securities investment funds; Subject 3: Basic knowledge of private equity investment funds.
Subject 1, subject 2 examination qualified, or subject 1, subject 3 examination qualified, you can apply for registered fund qualification.