1. Fund qualification examination: According to the provisions of People's Republic of China (PRC) Securities Investment Fund Law and Measures for the Administration of Securities Investment Fund Sales, personnel engaged in fund publicity, promotion and consultation should first take the fund sales personnel examination and obtain the qualification.
2. The securities qualification examination is a national unified examination organized by China Securities Industry Association. Professionals engaged in securities business in securities companies, fund management companies, fund custody institutions, fund sales institutions, securities investment consulting institutions, securities credit evaluation institutions and other institutions engaged in securities business recognized by the China Securities Regulatory Commission must obtain practice certificates and engage in corresponding securities activities on the basis of obtaining qualifications.
Response time: 2021-12-13. Please refer to the latest business changes announced by Ping An Bank in official website.