The process of fund product filing is to enter the system, select products for filing, add product information, select fund type, and fill in and submit fund pre-filing information.
A seemingly simple process, in fact, there are many contents involved in the intermediate links. Securities products for the record also need to find custody bank custody funds.
Article 16 of the Interim Measures for the Supervision and Administration of Private Equity Funds clearly requires that if a private equity fund manager sells private equity funds by himself, he shall evaluate the investor's risk identification ability and risk-taking ability through questionnaires and other means, and the investor shall make a written commitment to meet the requirements of qualified investors; A risk disclosure statement shall be made and signed by the investor for confirmation.
2065438+April 5, 2006, China Foundation issued Measures for the Management of Private Fund Raising Behavior, Guidelines for the Content and Format of Investor Risk Questionnaire of Private Fund (Personal Edition), Guidelines for the Disclosure of Private Fund Risk, Fund Risk Disclosure Statement and Investor Commitment Letter, all of which need to be signed by all investors. Some of our customers will upload a letter of commitment signed by only one investor when there are multiple investors, and they will encounter feedback from the China Foundation.
All documents signed by investors should be scanned and uploaded to PDF documents.
I hope I can help you. Please feel free to consult me if you don't understand.