According to the provisions of the Securities Law, a stock exchange provides a place for centralized bidding trading of securities, and can formulate specific rules for centralized bidding trading of securities in accordance with securities laws and administrative regulations.

According to its articles of association and trading rules, it is a non-profit legal person organization, which exercises self-discipline supervision over the members of the exchange and the securities transactions conducted in this exchange. In order to give play to the self-regulatory role of the stock exchange, simplify the procedures for listing and trading of fund shares and improve the efficiency of examination and approval of listing and trading of fund shares.

Extended data:

According to the relevant regulations, the approval procedures for the listing of fund shares are as follows:

1. The fund manager submits the listing application, listing announcement, fund raising application approval document, fund share offering document, fund contract, fund custody agreement, capital verification report, qualification certificates of fund manager and fund custodian, fund property custody certificate, etc. to the stock exchange. And apply to the stock exchange for listing and trading of fund shares.

2. The stock exchange shall review the documents submitted by the fund manager, issue audit opinions on those that meet the requirements for listing and trading, draw up the time for listing and trading, and attach relevant documents, which shall be submitted to the the State Council Securities Regulatory Authority for approval.

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