There is a time limit for applying for the qualification certificate of fund practice.
Small partners who have passed subject 1 and subject 2 or subject 1 and subject 3, as well as general subjects, need to apply to the fund industry association for registered fund qualification through their institutions within four years!
Subject 1: fund laws and regulations, professional ethics and business norms;
Subject 2: Basic knowledge of securities investment funds;
Subject 3: Basic knowledge of private equity investment funds.
Those who have not applied for the qualification of registered fund to the fund industry association through their institutions for more than four years need to take the examination again, or make up the follow-up training hours in the last two years, and then apply for the qualification of registered fund to the fund industry association through their institutions.
The validity period of the fund qualification examination results is four years, that is to say, from the time you get the first certificate of passing the subject!
Who can apply for the qualification certificate of fund practice?
A small partner who has passed two courses of the fund qualification examination and has two course performance certificates.
How to apply for fund qualification certificate
Here, we emphasize again that this certificate was applied by your company! You can't apply yourself! You can't apply for a training institution!
Which institutions can apply?
Institutions that can apply for fund qualification include fund managers, commercial banks (including foreign-funded corporate banks in China), securities companies, futures companies, insurance institutions, securities investment consulting institutions, independent fund sales institutions and other institutions recognized by China Securities Regulatory Commission.
How to apply?
I. Institutional aspects
The institution applies to the fund industry association for the employee management system account, and then the institution qualification manager applies for the registered fund qualification for the employees through the management platform.
Personal aspect
Individuals submit application for registration → institutional review → internal publicity → institutional submission → association acceptance → external publicity → finally obtaining the certificate.