Current location - Trademark Inquiry Complete Network - Tian Tian Fund - (20 16) The content of establishing fund sales applicability management system by fund sales institutions does not include ().
(20 16) The content of establishing fund sales applicability management system by fund sales institutions does not include ().
Answer: b

A fund sales institution shall establish a fund sales applicability management system, which at least includes the following contents: ① the ways and methods of conducting prudent investigation on fund managers; ② Set the risk level of fund products or services and evaluate the risk of fund products or services; (3) Methods and procedures for investor classification and methods and procedures for investor transformation; (4) Ways and methods to investigate and evaluate the risk tolerance of fund investors; (five) the way of matching the fund products or services with the fund investors; ⑥ Safeguard measures and risk control of investor suitability management.