fund manager
Where can I apply for filing?
Private equity fund company filing
procedure
I. Registration of fund managers
Private equity fund manager
Should be sent to
Fund industry association
Perform the registration procedures of fund managers and apply for membership of fund industry associations.
Two. Fund filing
Private fund managers should be involved.
private equity
Within 20 working days after completion, through
Registration and filing of private equity funds
System for the record, and according to the private equity fund
The main investment direction indicates the fund category, truthfully reporting the fund name, fund scale, investors,
Fund contract
(Articles of Association of the Fund Company or
Partnership agreement
, hereinafter collectively referred to as the "Fund Contract").
Company fund
If the fund assets are managed by a self-operated management team, the company-type fund shall go through the registration formalities for the fund manager at the same time.
Third, personnel management.
Private fund managers shall file with the fund industry association in accordance with the regulations.
senior management
and
Other funds
Basic information and change information of employees.
Four. Filing time and requirements
Private equity fund managers shall, within 5 working days after the end of each month, update the relevant information of the private equity investment funds they manage, including the fund size,
Net unit value
Number of investors, etc.
Five, the fund company for the record required materials:
1.
Copy of business license
、
2. tax copy,
3. generation copying,
4. Legal person electronic version,
5. Shareholder information (number is required when handling)
6. All
Senior management
One inch photo
(blue and white background),
7.
capital verification report
、
8. qualification form,
profit statement
9. Show items
project plan
(Recruitment crowd, recruitment method, recruitment direction and delivery form)
10. Provide 18 years old senior executives' resumes (senior executives must have
Securities qualification certificate
People).
Just handled two cases last week.