1. Who needs to apply for the fund?
Since the Securities Investment Fund Law was revised and promulgated on 20 12, it has been clearly stipulated that fund practitioners should have the qualifications for fund practice, including senior managers of fund managers and fund custodians. At the same time, the establishment of administrators and custodians requires a quorum of qualified personnel.
At the same time, the Measures for the Administration of Securities Investment Fund Sales stipulates that commercial banks, securities companies, futures companies, insurance institutions, securities investment consulting institutions and independent fund sales institutions. To apply for the qualification of fund sales business, a certain number of people also need to have professional qualifications. Generally speaking, to enter the fund industry, it is best to take the qualification examination and get started!
Second, how to get the qualification certificate of the fund?
Pass the examination of subject 1, subject 2 (or subject 3), and at the same time, you need to submit the registration to China Asset Management Association through your institution to obtain the qualification of fund practice. Just because the scores of both grades are above 60 doesn't mean that you are qualified. To enter a financial institution, you need to register with the association in the name of the unit before it can take effect.
3. How many years is the performance of the fund valid?
The validity period of the examination results of fund qualification is 4 years. After you register as a fund practitioner through your organization, you need to attend a specified number of face-to-face training or distance training every year to maintain your qualification. You can log in to the association's distance training system, register for study and update your knowledge in real time.
4. What subjects are there in the fund qualification examination?
Subject 1: fund laws and regulations, professional ethics and business norms;
Subject 2: Basic knowledge of securities investment funds;
Subject 3: Basic knowledge of private equity investment funds.
Candidates are eligible to be registered as fund practitioners if they pass the examination of subject 1 and subject 2, or pass the examination of subject 1 and subject 3.