According to Article 3.6 of the Rules for the Administration of Securities Accounts of China Securities Depository and Clearing Co., Ltd., natural persons or legal persons can open different types of securities accounts for different purposes. However, a natural person or legal person can only open a securities account of the same category and use. Except as otherwise provided by national laws, regulations and administrative rules.
When a natural person applies for opening a securities account, he/she must fill in the Application Form for Registration of a Natural Person's Securities Account at the account opening agency, and submit his/her valid identity certificate and photocopy. If you entrust others to handle it on your behalf, you must also provide a notarized power of attorney, a valid identity certificate of the agent and a copy.
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The relevant requirements for securities accounts stipulate that:
1. After receiving the account opening registration information, the company will check whether the name, valid ID number, mailing address, account opening institution, etc. meet the requirements and whether the applicant has opened an account. Those who pass the examination shall be numbered; If the audit is unqualified, the number will not be assigned and the reasons will be explained. At the same time, the audit results will be fed back to the account opening agency.
2. If numbered, print the securities account card or B-share account confirmation form in the prescribed format and submit it to the applicant; If the numbers don't match, if it is a data entry error, it will be sent to the company after modification, and the unqualified ones will be returned to the applicant.
China Securities Depository and Clearing Co., Ltd.-China Securities Depository and Clearing Co., Ltd. Securities Account Management Rules