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How to write a corporate compliance questionnaire briefing

Corporate Compliance Questionnaire

1. Company name

2. Industry the company is engaged in

3. Fill in the questionnaire Person's position

Shareholders

Executive officers (such as directors, general managers, financial controllers, etc.)

Legal department staff

Other staff

4. Nature of the company

Limited liability company

Joint stock company

Others

5. Company establishment time

1~3 years

4~6 years

7~9 years

More than 10 years

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6. Company size (number of employees)

Below 100 people

100 to 500 people

More than 500 people

7. Are you familiar with the professional term "corporate compliance"

Familiar

Understood

Not known

8. Whether to establish a transaction Management systems

Have been established

Partially established

Not established

9. Whether enterprise production specifications and safety and environmental protection systems have been established

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Yes

No

No relevant system has been formulated, but production safety and environmental protection have been strictly implemented in production and operation activities

10. No Labor contracts have been signed with all workers

Yes

No

A small number of employees have not signed labor contracts due to the following reasons

11. Whether the company Have professional accounting personnel

The company has a professional accounting department and professional accounting personnel

The company does not have a professional accounting department and no professional accounting personnel

The company does not have a professional accounting department, but it has part-time accounting personnel

12. Whether to hire professional legal practitioners

The company has set up a legal department and hired lawyers as Legal Advisor

No legal department has been established, but a lawyer has been hired as a legal advisor

No legal department has been established, and a lawyer has not been hired as a legal advisor

Other circumstances

13. Does the company have a registered trademark

Yes

No

14. Does the company have its own patent

Yes

No

15. Before conducting business activities, will compliance investigations be conducted on important business partners

Yes

No

16. Before the company signs a contract, does it submit the contract to professional legal practitioners for review

Yes

No

17. The number of lawsuits the company is involved in

1-10, the main case types are

10-50, the main case types are

More than 50, the main case types are

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18. If a judge gives a lecture, what issues are you more concerned about

Legal risks in contract transactions

Legal risks in labor and employment

Legal risks in corporate governance

Legal issues related to intellectual property protection

Legal issues related to corporate lending

Legal issues related to environmental resource protection

Criminal liability legal risks

Issues related to enterprise-related administrative litigation

Issues related to enterprise-related execution

Issues related to bankruptcy liquidation

19. If the judge gives a lecture, you What legal question do you want to consult?