Business scope

1. Securities brokerage business

Securities brokerage business is also called agency securities trading business. It means that securities companies accept the entrustment of customers to buy and sell securities on behalf of customers. Securities business. In the securities brokerage business, securities companies only charge a certain percentage of commission as business income.

2. Securities investment consulting business

The securities investment consulting business refers to the institutions and their consultants engaged in the securities investment consulting business that provide securities investment analysis, forecasts or other services to securities investors or customers. Suggestions and other activities that provide direct or indirect paid consulting services.

3. Securities underwriting, underwriting, and agency sales

Securities underwriting refers to the behavior of securities companies issuing securities on behalf of securities issuers. If the securities that are publicly offered by the issuer to unspecified objects shall be underwritten by a securities company according to laws or administrative regulations, the issuer shall sign an underwriting agreement with the securities company. Securities underwriting business can take the form of agency sales or underwriting.

Extended information

Securities companies can be divided into four categories:

1. Stock broker, this is a securities company that helps investors buy and sell stocks.

2. Securities underwriter, a person who helps companies go public. This is the type of securities firm investors must go to if they want to buy new shares issued by the company.

3. Securities traders buy and sell stocks like ordinary investors. What we usually call a legal person is a securities dealer.

4. A comprehensive securities company is a securities company that operates the above three businesses at the same time.

Baidu Encyclopedia-Securities Companies