Article 1 (Purpose Basis)

In order to strengthen the management of intermediaries, regulate intermediary market behavior, establish a good market order, improve the investment environment, and promote healthy economic development, in accordance with relevant laws , regulations, and the actual conditions of Chengdu City, these measures are formulated. Article 2 (Scope of Application)

All intermediary agencies that engage in intermediary activities within the administrative region of this city shall abide by these Measures. Article 3 (Definition of terms)

Intermediaries as mentioned in these Measures refer to legal persons and other organizations that are registered and established in accordance with the law, use professional knowledge and skills to provide paid services to clients, and shall bear corresponding responsibilities. Including:

(1) Independent audit agency;

(2) Asset, land, mineral resources, security, real estate, etc. evaluation agency;

(3) Testing, inspection, certification, supervision, and auction agencies;

(4) Legal, archival and other service agencies;

(5) Information, credit, technology, engineering, market (commodities) Survey and other consulting agencies;

(6) Career, talent, marriage, education (tutoring) and other introduction agencies;

(7) Industrial and commercial registration, advertising, trademarks, patents, taxation, Real estate, bidding, private entry and exit agencies, etc.;

(8) Financial intermediaries such as insurance, securities, futures, guarantees, etc.;

(9) Various brokerage agencies;

(10) Other organizations that comply with the provisions of these Measures. Article 4 (Practice Principles)

Intermediary agencies and practitioners shall abide by the principles of voluntariness, equality, fairness, justice, and good faith in the process of practice. Article 5 (Deliberation Body)

This city has established a joint meeting system for the standardized development of intermediary agencies to organize and coordinate the supervision and management of intermediary agencies in the city and other related work. The Municipal Industry and Commerce Bureau is responsible for the daily work of the joint meeting.

Administrative management such as industry and commerce, development and reform, construction, labor, personnel, justice, finance, state-owned assets, housing management, quality supervision, land, civil affairs, public security, taxation, education, commerce, prices, safety supervision, auditing, etc. Departments should strengthen the supervision and management of intermediary agencies. Article 6 (Management Principles)

The management of intermediary agencies shall be carried out in accordance with the principles of administrative departments, self-discipline of industry associations, and self-regulation of intermediaries. Article 7 (Complaints and Reports)

Relevant departments shall establish a complaint and reporting system. Citizens, legal persons and other organizations may complain and report to relevant departments if they discover that intermediaries have violated the law. Article 8 (Information System)

All administrative departments at the municipal level shall establish a system for collecting and submitting regulatory information on intermediary agencies, and collect regulatory information on intermediary agencies in the system (including districts [cities] and counties) in a timely manner. and submit it to the Municipal Industry and Commerce Bureau. Article 9 (Explicit Content)

Intermediaries shall clearly display the qualification certificates of institutions and personnel, practice codes, practice disciplines, service procedures, charging standards, names of practitioners, service items and self-regulatory supervision telephone numbers at the business premises. , administrative department complaint supervision telephone number, etc. Article 10 (Intermediary Contract)

Except for immediate settlement of intermediary business, an intermediary agency providing intermediary services shall sign a written contract with the client in the name of the intermediary agency in accordance with the law. Article 11 (Practice Records)

Intermediaries shall keep practice records. The practice record should record the following contents:

(1) Entrusted matters and specific requirements of the client;

(2) Fees collected and payment methods;

(3) Relevant requirements of business specifications that should be observed when performing the contract;

(4) Performance of entrusted matters, including acceptance of entrusted matters, completion process, completion procedures, etc. Article 12 (System Construction)

Intermediary agencies should enhance the transparency of their practice and accept social supervision through system construction. Intermediaries shall keep original vouchers, practice records, account books and intermediary contracts in accordance with relevant regulations.

Article 13 (Prohibited Behaviors)

Intermediary agencies and practitioners shall not engage in the following behaviors:

(1) Carry out intermediary activities without legal registration;

(2) Concealing important matters related to the client from the client;

(3) Revealing the client’s business secrets;

(4) Engaging in commodities prohibited from circulation by the state or Intermediary activities for services;

(5) Charge service fees or other fees from the client without issuing invoices;

(6) Forge or alter transaction documents and vouchers, and issue false reports ;

(7) Using fraud, coercion, bribery, malicious collusion and other unfair means to harm the interests of the parties to contract business;

(8) Publishing false information to induce others to sign contracts, Fraudulently obtaining intermediary fees;

(9) False promotion of services or goods;

(10) Employing persons without professional qualifications to practice;

(11) Other conduct prohibited by laws, rules and regulations. Article 14 (Review and Publicity)

If intermediaries and practitioners violate any of the provisions of Article 13 of these Measures, and the circumstances are serious, the relevant administrative departments shall report to the Municipal Joint Meeting of Standardized Development of Intermediaries for review and determination. Then announce it to the public. Article 15 (Selection of intermediaries)

All intermediaries and practitioners who have been reviewed and determined to be included in the public list, government departments, institutions, state-owned enterprises and state-controlled enterprises and government investment projects They shall not be entrusted to engage in intermediary business during the year.