Hong Kong is an international metropolis and an international financial center. With the increasing foreign investment in China, Hong Kong will continue to play an important role in connecting the Mainland and the international community. Mainland China, like local investors in Hong Kong, needs to obtain the corresponding business qualification license before it can carry out relevant business activities in Hong Kong. In recent years, the application for Hong Kong No.9 license has become one of the licenses that mainlanders scramble to apply for.

(Manager Peng Yi handles and transfers the license of the Hong Kong Securities Regulatory Commission)

Next, let's analyze the application requirements and cost differences of Hong Kong No.9 license plate. Each applicant has different requirements for the way of business development. Some enterprises do not need to hold customer assets to operate. We call it Xiao Jiu license plate, which is lower than Dajiu license plate in some application thresholds. No.9 license has the right to hold customer assets, but only if these assets need to be kept in a separate account.

Hong Kong No.9 Permit Application Requirements:

1.？ Companies registered in Hong Kong or overseas companies;

2.？ Having an appropriate business structure and a good internal monitoring system;

3.？ The financial situation is good, and the minimum paid-in capital and quick-frozen funds can always be guaranteed;

4.？ Ensure that at least two licensed clients meet the requirements set by the China Securities Regulatory Commission.

If it is necessary to hold clients' assets when applying for Hong Kong No.9 license, the minimum paid-in share capital shall be HK$ 5 million, and the quick-frozen funds shall be no less than HK$ 3 million. The different application requirements of Hong Kong No.9 license determine the different fees. Due to the increasingly hot situation of mainland investment in Hong Kong, the screening criteria for enterprises applying for Hong Kong No.9 license are constantly improving, and they tend to be operated by more powerful enterprises.