Securities and futures institutions shall submit relevant information such as the establishment of an internal anti-money laundering department, the contact information of the person in charge and the anti-money laundering specialized personnel to the dispatched office of the local China Securities Regulatory Commission. If there is any change, the updated relevant information shall be submitted within 10 working days from the date of change.

Legal basis:

Measures for the implementation of anti-money laundering in securities and futures industry

Article 9 Securities and futures institutions shall fulfill their anti-money laundering obligations in accordance with the law, and establish and improve the anti-money laundering internal control system. The person in charge of the securities and futures operating institution shall be responsible for the effective implementation of the internal control system against money laundering, and the headquarters shall supervise and manage the implementation of the internal control system against money laundering of its branches, and report the development of the anti-money laundering work to the dispatched office of the local China Securities Regulatory Commission as required.

Article 10 A securities and futures operating institution shall submit the establishment of the internal anti-money laundering department and the contact information of the person in charge and the anti-money laundering specialized personnel to the dispatched office of the local China Securities Regulatory Commission. If there is any change, the updated relevant information shall be submitted within 10 working days from the date of change.