AC II. Article 31 of the Code of Conduct for Futures Practitioners (Revised) stipulates that practitioners should be strict in self-discipline and practice in a clean manner: (1) Practitioners should resist illegal and illegal instructions issued by institutional managers and report to senior managers or the board of directors in a timely manner in accordance with the internal procedures of their institutions; Institutions are not properly handled, employees shall promptly report to the China Securities Regulatory Commission or the Association. When employees find that their institutions have deceived investors and are seriously irresponsible to the market, they should adhere to the principle and report to the relevant departments in time. (2) Practitioners should not unilaterally emphasize the development of business and ignore the credibility of investors, let alone maliciously collude with investors from the perspective of personal interests.
When investors are found to be dishonest or illegal, they should report to the institution in time and pay attention to preventing investors' credit risks.
Article 26, paragraph 5 (b) advocates fair competition in the same industry, and it is strictly forbidden for employees to charge fees lower than operating costs or industry self-discipline standards for the purpose of crowding out competitors.
Article 24 (d) stipulates that employees shall not cater to the unreasonable demands of investors, and shall not harm the public interests, the legitimate interests of their institutions or the legitimate rights and interests of others for the interests of investors.