Futures analysts are different. There must be requirements for those who can take the futures analyst exam. Now the temporary association is discussing the process and process of certification. The specific exam should not come out. The following is an introduction to the evaluation of futures analysts by the CICPA.
He pointed out that futures analysts, as practitioners providing risk management services in the futures industry, should not only have comprehensive financial theoretical knowledge, but also have noble professional ethics. First of all, futures analysts should strictly abide by professional ethics, be responsible for their own words and deeds, be strict with themselves, be diligent in practice, be honest and trustworthy, be cautious and objective, seek truth from facts, be objective and independent, treat all investors fairly, and wholeheartedly consider the best interests of customers. Secondly, futures analysts should have good professional quality. Futures analysts should not only provide customers with high-quality information, analysis and prediction, but also provide customers with scientific and reasonable risk management suggestions and programs. When analyzing and forecasting the futures market and providing suggestions, we should be based on a large number of facts, guided by systematic theory, and have independent professional judgment ability by means of scientific analysis technology. Especially when stock index futures are about to be listed, futures analysts should seize the time to improve the knowledge structure, learn and improve the basic knowledge of finance as soon as possible, and understand the operating rules of capital market and money market. At the same time, pay attention to the role of the team, strengthen cooperation on the basis of professional division of labor, and constantly improve the overall research and analysis and service level.
He particularly emphasized that investors' rational entry into the market is one of the signs of market maturity. Because futures trading is professional and risky, its operating rules, trading ideas and risk control are essentially different from ordinary financial transactions. As an important link between the futures market and investors, futures analysts should take educating investors and guiding them to trade rationally as an important task.
Li Qiang, Vice President and Secretary General of China Futures Association, talked about some ideas of CICPA on establishing the certification and registration system for futures analysts. He said that the establishment of China's futures analyst qualification examination and certification system should highlight the characteristics of the futures industry and promote this work in line with the basic principles of providing better consulting services for investors, improving the research and development level of futures companies and promoting the healthy and orderly development of the futures industry. At the same time, we should fully learn from the practices and experiences of relevant financial industries at home and abroad, and establish a futures analyst qualification and examination system with China characteristics. He also pointed out that the construction of the futures analyst team system should also pay attention to the basic work including the formulation of rules, the compilation of examination outlines and textbooks, and the construction of propositions and question banks. Finally, he said that China Futures Association will start the certification and registration management of futures analysts in a planned and step-by-step manner based on the principles of active promotion, full preparation and strict demonstration, so as to promote the growth and standardized development of the entire futures analyst team.
The forum was hosted by China Futures Association, co-organized by CICC, SSE, Dashang Institute and Zhengshang Institute, and hosted by Zhejiang Securities and Futures Association, nanhua futures and Zhejiang yongan futures. More than 400 people attended the forum, including relevant leaders of Zhejiang Securities Regulatory Bureau, heads of four exchanges, R&D personnel of domestic spot industry and relevant representatives of securities companies.