First, the acquisition of securities investment consulting license transfer enterprises should have their own actual business, acquisition enterprises should have their own related business.

★ 2. The company shall have its own system for the transfer and acquisition of the securities investment consulting license.

Third, finally, the acquisition of securities investment consulting companies requires the transfer of personnel with relevant qualification certificates.

★ 4. Audit report of shareholders and shareholder enterprises that have obtained the transfer of securities investment consulting license and intend to be established for more than 3 years;

U The registered capital of the shareholder who has obtained the securities investment consulting business license is more than 20 million yuan, and it is paid-in registered capital;

Verb (abbreviation of verb) The acquisition shareholder is an individual, preferably with 65,438+00 years experience in financial industry or more than 3 years senior management experience.