As the name implies, the Compliance Department is the supervision of contracts and regulations, and its main work is the management of the company's contracts and regulations, including customer account opening documents, risk disclosure, supplementary agreements, laws and regulations involved in the company, regulations of superior departments, relevant guidelines designated by industry self-regulatory organizations, etc.

The contents of the examination include Regulations on the Administration of Futures Trading, Regulations on the Administration of Futures Exchanges, Regulations on the Administration of Futures Companies, Measures for the Administration of Futures Practitioners, Contract Law, General Principles of Civil Law, Civil Procedure Law and other laws related to customers. Since I study legal affairs, I should be familiar with the legal provisions, so I mainly study the above four rules related to futures trading, and I understand them thoroughly without considering too many details. After all, there are not many professional legal talents in the compliance department of futures companies, and the exam is only to see if your futures knowledge can meet the needs of the work.

If you really want to deal with futures litigation, professional lawyers are not difficult to be competent. For example, some judicial interpretations of high-law futures trading litigation are unknown to ordinary lawyers.