1. Provide opportunities or intermediary services for futures companies to conclude futures brokerage contracts according to the stipulations of intermediary contracts.
2. The intermediary has the right to obtain the remuneration from the company for engaging in intermediary activities in accordance with the contract.
Article 7 Obligations of Intermediaries:
1, abide by national laws, regulations and policies.
2. Refer to the code of conduct for futures practitioners.
3. Abide by the relevant rules and regulations of the futures company.
4. Comply with the intermediary service guidelines:
Principle of loyalty: We must abide by the principle of good faith, faithfully perform intermediary obligations, actively promote futures brokerage contracts between investors and futures companies, and must not hinder the signing activities between investors and futures companies, nor harm the legitimate rights and interests of investors.
Disclosure obligation: truthfully inform investors about matters related to signing contracts, especially about risks in futures trading, such as providing risk disclosure. And do not deliberately conceal the risks of investing in futures or deliberately expand the benefits of investing in futures, do not make false and misleading advertising, and do not engage in fraudulent activities.
Omission criteria: Units and individuals specified in Article 30 of the Interim Regulations on the Administration of Futures Trading shall not introduce or provide opportunities to sign futures brokerage contracts.
Prohibition of ultra vires agency: brokers only provide "information on concluding contracts or provide intermediary services for concluding contracts"; Have no right to act as an agent to sign futures brokerage contracts; Have no right to sign monthly transaction bills, issue transaction instructions on behalf of customers, and allocate funds on behalf of customers.
Confidentiality standard: Brokers shall keep business secrets for futures companies as agreed, and keep business secrets and personal privacy for investors, and shall not disclose them.
Real-name registration system Principle: When a broker engages in futures brokerage activities, he shall not conceal his identity.