Legal analysis: 1. The institution engaged in securities investment consulting business has more than five full-time personnel who have obtained securities investment consulting qualifications; At the same time, the institutions engaged in securities and futures investment consulting business have more than ten full-time personnel who have obtained securities investment consulting qualifications; At least one senior manager has obtained the qualification of securities investment consulting. 2. The registered capital is more than 654.38 million yuan. 3. Having a fixed business place and communication and other information transmission facilities suitable for the business.

Legal basis: Article 6 of the Interim Measures for the Administration of Securities and Futures Investment Consulting An institution applying for the qualification of securities investment consulting shall meet the following conditions:

1. The institution engaged in securities investment consulting business has more than five full-time personnel with securities investment consulting qualifications; At the same time, the institutions engaged in securities and futures investment consulting business have more than ten full-time personnel who have obtained securities investment consulting qualifications; At least one senior manager has obtained the qualification of securities investment consulting.

2. The registered capital is more than 654.38 million yuan.

3. Having a fixed business place and communication and other information transmission facilities suitable for the business.