Hello, if the CSRC thinks that the company has violated the Measures for the Compliance Management of Securities Companies and Securities Investment Fund Management Companies without showing its account books, it will decide to take administrative supervision measures to issue warning letters to the company according to Article 32 of the Measures for the Compliance Management of Securities Companies and Securities Investment Fund Management Companies.

China Securities Regulatory Commission is a ministerial organization directly under the State Council. According to the laws, regulations and the authorization of the State Council, supervise and manage the national securities and futures market in a unified way, maintain the order of the securities and futures market, and ensure the legal operation of the securities and futures market. The State Council's "Regulations on the Management of Futures Trading" stipulates that "China Securities Regulatory Commission shall exercise centralized and unified supervision and management over the futures market". China Securities Regulatory Commission has a special futures supervision department, which is the functional department of China Securities Regulatory Commission to supervise and manage the futures market.

China Securities Regulatory Commission is located in Beijing, with 2 1 functional departments, 1 inspection teams and 3 centers. According to Article 14 of the Securities Law of People's Republic of China (PRC), the China Securities Regulatory Commission also has a stock issuance audit committee composed of professionals from the China Securities Regulatory Commission and relevant external experts. China Securities Regulatory Commission has set up 36 securities regulatory bureaus in all provinces, autonomous regions, municipalities directly under the Central Government and cities under separate state planning, and set up offices of the Securities Regulatory Commission in Shanghai and Shenzhen.

Second, the main responsibilities of the CSRC

(1) To study and formulate the principles, policies and development plans of the securities and futures markets; Draft relevant laws and regulations on the securities and futures market, and put forward suggestions for formulation and revision; Formulate rules, regulations and measures for the supervision of securities and futures markets.

(two) the vertical leadership of the state securities and futures regulatory agencies, the securities and futures market to implement centralized and unified supervision. Manage the leading bodies and members of relevant securities companies.

(3) To supervise the issuance, listing, trading, custody and settlement of stocks, convertible bonds, bonds of securities companies and other securities designated by the State Council to be in charge of the China Securities Regulatory Commission; Supervise the activities of securities investment funds; Approve the listing of corporate bonds; Supervise the trading activities of listed government bonds and corporate bonds.

(four) to supervise the securities market behavior of listed companies and their shareholders to fulfill their relevant obligations according to law.

(5) Supervising the listing, trading and settlement of domestic futures contracts; Urge domestic institutions to engage in overseas futures business according to regulations.