In fact, there is a lot of rote learning. As long as you are willing to work hard, it is no problem to pass the customs.
Outline of the first and second qualification examinations for futures practitioners in 2008
First, the examination subjects
The examination is divided into two subjects: basic knowledge of futures and futures laws and regulations.
Second, the purpose of the exam
By studying the basic knowledge of futures, candidates can master the basic concepts, principles and knowledge of futures market, be familiar with the general laws of futures market development, futures market principles and its operation process, and understand the basic business of futures market, the basic methods and procedures of participating in futures trading, and the strategies and skills of futures trading.
Through the study of futures law and supervision system, candidates can understand and master the basic legal knowledge, main legal system and supervision system of futures market, enhance the legal concept, law-abiding and self-discipline awareness, and improve their professional level.
Third, the examination method
1, the exam adopts the methods of closed paper, objective questions, computer surfing, multi-link and item bank selection.
2. Single-subject examination time 100 minutes. On a 100-point scale, 60 points is a passing score.
Four, the type of test questions and scores
1, basic knowledge subject: ** 170 topic
Multiple choice questions: 60 questions, each with 0.5 points ***30 points;
Multiple choice questions: 60 questions, each with 0.5 points ***30 points;
True or false: 40 courses, each with 0.5 points and ***20 points;
Analysis and calculation: 10 channel, 2 points for each channel, ***20 points.
(This 10 question is a multiple-choice question, which is more difficult than the calculation questions in single or multiple-choice questions. )
2. Futures laws and regulations: ** 170 topic.
Multiple choice questions: 60 questions, each with 0.5 points ***30 points;
Multiple choice questions: 60 questions, each with 0.5 points ***30 points;
True or false: 40 courses, each with 0.5 points and ***20 points;
Indefinite choice questions: 10 questions, each with 2 points ***20 points (each of these questions has four options, and the answer may be 1 or 2-4).
Five, the examination content requirements
(A) the futures basic knowledge examination content
(See the learning objectives, requirements and learning priorities of each chapter of the designated textbook)
Chapter 1 The emergence and development of the futures market
The emergence of the first quarter futures market
Section II Development of Futures Market
Section III Establishment and Supervision of China Futures Market
Chapter II Functions and Functions of Futures Market
Section 1 Functions of Avoiding Risks
The function of price discovery in the second quarter
Section 3 Functions of Futures Market
Chapter III Organizational Structure of Futures Market
Section 1 Futures Exchange
Section 2 Futures Settlement Institutions
Section 3 Futures Brokerage Institutions
Section 4 Futures Investors
Section 5 Futures Supervision Institutions
Section VI Relevant Service Organizations
Chapter IV Commodity Futures Varieties and Contracts
Section 1 Standardization Clauses and Design Basis of Futures Contracts
Section 2 Conditions of Commodity Futures Varieties and Listing Procedures of Futures Contracts
Section III Major International Futures Varieties and Futures Contracts
Chapter V Futures Trading System and Futures Trading Process
Section 1 Futures Trading System
Section 2 Futures Trading Process-Opening an Account and Ordering
Section 3 Futures Trading Process-Bidding
Section 4 Futures Trading Process-Settlement
Section 5 Futures Trading Process-Delivery
Chapter VI Hedging
Section 1 Overview of Hedging
Basis difference in the second quarter
Section 3 Application of Hedging
Section 4 Basis and Hedging Effect
Section 5 Development of Basis Trading and Hedging Trading
Chapter VII Futures Speculation
Section 1 Overview of Speculation
Section 2 Speculation Principles and Methods
Chapter VIII Arbitrage Trading
Section 1 Overview of Arbitrage
Section 2 Related Concepts of Arbitrage Trading
Section 3 Types and Methods of Arbitrage
Chapter IX Analysis of Futures Market
Section 1 Basic analysis methods
Section 2 Technical Analysis Methods
Part III: Comments on futures analysis by efficient market theory.
Chapter X Financial Futures
Section 1 Generation and Development of Financial Futures
Section 2 Foreign Exchange Futures
Section 3 Interest Rate Futures
Section 4 Stock Index Futures
Section 5 Stock Futures
Chapter II XI Options and Options Trading
Section 1 Options and Option Contracts
Section 2 Futures Option Price
Section 3 Option Trading
Section 4 Basic Strategies of Option Trading
Section 5 Futures Option Hedging Trading
Section 6 Speculative Trading of Futures Options
Section 7 Futures Option Arbitrage Trading
Chapter XII Futures Investment Funds
Section 1 Overview of Futures Investment Funds
Section 2 Characteristics and Functions of Futures Investment Funds
Section VI Organization and Operation of Futures Investment Funds
Section 7 Supervision of Futures Investment Funds
Chapter XIII Risk Management of Futures Market
Section 1 Risk Identification of Futures Market
Section 2 Risk Supervision System of Futures Market
Section 3 Internal Risk Management in Futures Market
Section 4 External Risk Management of Futures Trading
(2) Examination contents of futures laws and regulations:
1, Regulations on the Administration of Futures Trading
2. Measures for the Administration of Futures Exchanges
3. Revise the Measures for the Administration of Futures Exchanges.
4. Measures for the Administration of Futures Companies
5. Revise the Measures for the Administration of Futures Companies.
6. Management of futures practitioners
7. Revision of the Management of Futures Practitioners.
Measures for the administration of the qualifications of directors, supervisors and senior managers of futures companies
9. Revise the Measures for the Administration of the Qualifications of Directors, Supervisors and Senior Managers of Futures Companies.
10, Trial Measures for Securities Companies to Provide Intermediary Services for Futures Companies
1 1, "Trial Measures for Securities Companies to Provide Intermediary Services for Futures Companies" Drafting Notes
12, Trial Measures for Financial Futures Settlement Business of Futures Companies
13, drafting instructions for the Trial Measures for Financial Futures Settlement Business of Futures Companies
14, Trial Measures for Risk Supervision Index Management of Futures Companies
15, drafting instructions for the Trial Measures for the Management of Risk Supervision Indicators of Futures Companies
16, code of conduct for futures practitioners
17, Provisions of the Supreme People's Court on Several Issues Concerning the Trial of Futures Dispute Cases.
18, amendments to the criminal law of People's Republic of China (PRC).
19 Excerpts from the Criminal Law Amendment of People's Republic of China (PRC) (VI)
Six, the designated teaching materials
Basic knowledge of futures: a course on futures market (5th edition) (edited by China Futures Association and published by China Financial and Economic Publishing House) and errata to the course on futures market (5th edition).
Futures Laws and Regulations: Selected Futures Laws and Regulations (2nd Edition) (edited by China Futures Association)