The key points that securities companies need to pay attention to in the process of opening accounts for investors are:
■ The business personnel responsible for opening accounts for investors should have the qualifications of futures practitioners and must be handled by dual-post personnel.
■ Review the legal qualifications of investors as required, and the manager of the securities business department should strictly review the authenticity and validity of various certificates and documents (the validity period of personal ID card, the annual inspection and stamp of the copy of the business license of enterprise as a legal person, etc.). ), the necessary identification of the documents in question, and strict examination of the validity and scope of authorization of the customer's power of attorney.
■ Explain the way and process of futures trading before signing the contract.
■ Investors should ensure that all account opening procedures have been completed before trading, including registering futures settlement accounts in accordance with the requirements for safe deposit of futures deposits.
■ Do not accept, keep or modify transaction passwords on behalf of investors, operate or keep passbooks and seals on behalf of customers, and do not guarantee profits.
■ Investors must apply for trading codes through futures companies, one for each household, and mixed code trading is strictly prohibited.