The following are the conditions for opening an account for the New Third Board:
1, a legal entity with a registered capital of 5 million yuan or more;
2. A partnership with a total paid-in investment of more than 5 million yuan.
Collective trust plans, securities investment funds, bank wealth management products, asset management plans of securities companies and financial products or assets managed by financial institutions or other institutions recognized by relevant regulatory authorities may apply to participate in the public transfer of shares of listed companies.
Extended data:
Investor participation process:
1. Investors must hold valid identity documents and Shenzhen shareholders' accounts when opening an account in the New Third Board. If there is no Shenzhen shareholder account, it must be opened before opening an account in the New Third Board;
2. Investors shall sign the Principal-Agent Agreement for Buying and Selling Stocks of Listed Companies and the Disclosure of Special Risks in Public Transfer of Listed Companies in written form, and send a copy to the special statement in the Disclosure of Special Risks in Public Transfer of Listed Companies.
3. Investors buying and selling stocks of listed companies shall entrust the sponsoring brokers to handle the transactions and sign an agency quotation transfer agreement with the sponsoring brokers. When an investor sells stocks, he must entrust the sponsoring securities company to buy them on his behalf. If you need to entrust another sponsoring brokerage firm to sell shares, you must go through the formalities of transferring shares to custody.
Baidu Encyclopedia-New Third Board Account Opening