Second, the legal basis:

The State Council stipulated in the Regulations on the Administration of Futures Trading that "China Securities Regulatory Commission shall exercise centralized and unified supervision and management over the futures market".

Three. Definition of China Securities Regulatory Commission:

China Securities Regulatory Commission (hereinafter referred to as China Securities Regulatory Commission) is a ministerial-level institution directly under the State Council. According to laws and regulations and the authorization of the State Council, it uniformly supervises and manages the national securities and futures market, maintains the order of the securities and futures market, and ensures its legal operation.

Four, the functions of the CSRC:

1, establish a unified securities and futures supervision system, and implement vertical management of securities and futures supervision institutions according to regulations.

2. Strengthen the supervision of the securities and futures industry, strengthen the supervision of securities and futures exchanges, listed companies, securities and futures operating institutions, securities investment fund management companies, securities and futures investment consulting institutions and other institutions engaged in securities and futures intermediary business, and improve the quality of information disclosure.

3. Strengthen the prevention and resolution of financial risks in the securities and futures markets.

4 responsible for organizing the drafting of laws and regulations on the securities market, and studying and formulating guidelines, policies and rules on the securities market; To formulate the development plan and annual plan of the securities market; To guide, coordinate, supervise and inspect the securities market work of all regions and relevant departments; Guide, plan and coordinate the pilot work of the futures market.

5. Unified supervision of the securities industry.