To carry out OTC derivatives business for filing, a risk management company shall also meet the following conditions: (1) The classification rating of a futures company shall not be lower than that of Class B BBB; (2) The OTC derivatives business of a risk management company shall be equipped with full-time posts such as compliance legal affairs, trading, risk control, settlement, etc., and personnel in different positions shall not work part-time with each other; (3) Where a risk management company conducts OTC derivatives business of individual stocks, the classification rating of the futures company shall not be lower than A AA; The paid-in capital of the risk management company is not less than 200 million yuan; The risk management company has been engaged in OTC derivatives business for more than 3 years (subject to the monthly report data submitted by the company to China Futures Association) and has the ability of independent hedging; The person in charge of OTC derivatives business has more than 3 years experience in OTC derivatives business.

Examination of test sites: Chapter III Section 4 Risk management business and its supervision