Suspend the opening of new securities accounts by three brokers.
A few days ago, the CSRC informed the information technology special inspection of securities and futures operating institutions, and found that some institutions did not report suspected fund-raising accounts in the early self-inspection. In this regard, it is planned to take administrative supervision measures to suspend the opening of new securities accounts 1 month for three securities companies.
Off-exchange fund-raising is considered to be one of the important reasons for the violent shock of the stock market this year. The CSRC previously stressed that some institutions and individuals must clean up and rectify their virtual securities accounts, borrow other people's securities accounts and lend their own securities accounts through information systems. Securities and futures operating institutions should conscientiously implement the regulatory provisions and requirements of the CSRC, continue to comprehensively and deeply find out the reasons for their violations and irregularities, and carefully check and rectify. However, unlike the previous notification, the CSRC press release did not name the securities company that was punished.
Dealing with rumors of punishment: it's definitely not us.
Journalists from Popular Securities News and Caixin. Com noted that according to the past practice, every time the CSRC punishes a brokerage firm, the penalized brokerage firm will immediately make an urgent statement with a sad face, "I have no objection to the punishment and respect the punishment of the CSRC. The company will seriously reflect, learn lessons, think hard and never do it again. " However, from the notification to the reporter's deadline, the brokerage circle really exploded around "which three brokers were punished".
At present, the reporter knows at least four versions: first, Qilu Securities, CITIC Securities and Haitong Securities were punished. But soon someone from Qilu Securities came out and said, "It's really us. It is estimated that the company has exploded, but the company is as calm as a lake, definitely not us. "
Then there were new versions: Haitong Securities, Guangfa Securities and Huatai Securities were punished by the CSRC again. Someone immediately said, aren't these the four unlucky people who were fined 240 million last time? Why did Founder Securities disappear?
Later, there were updated versions: CITIC Securities, CITIC Jintong and citic wantong. Some people commented that "this is the rhythm of killing CITIC Securities".
On the morning of June 10, the version was changed to: blame or punish Shen Wan Hongyuan, Galaxy Securities and CITIC Jiantou Securities. At present, "it has not been announced to the public, but it is known internally, so it is not convenient to disclose the specific implementation time for the time being", and relevant sources revealed that "it is taking the time to increase the number of accounts opened".
On the morning of 10, 13, the reporter from Volkswagen Securities News and Caixin.com called the relevant person in charge of a sales department of CITIC Jiantou, who said, "At least he hasn't heard of it, and he hasn't received a notice. I don't know if it's them."
In addition, the deputy general manager of a sales department of Galaxy Securities also said that "I don't know whether it is them or not, whether it is the top or middle level of the company"; Shen Wan Hongyuan's grassroots investors said
"At least their business department is currently opening an account normally and has not received a notice of suspension of a certain business."
A market veteran told reporters that it was actually a "big move" for the CSRC to punish three brokers for not calling the roll. There are 1 15 brokers in China, and any one who doesn't name names may be punished.
Hengtai Securities commented that this punishment is a continuation of fund-raising activities and a radical move. However, the specific list of brokers was not published, and various versions were circulated in the market. Many brokers with "bad records" are on the list, which is also very shocking for brokers who are not on the list. The business activities of brokers will become more and more standardized, which is conducive to the healthy development of the market and the revaluation of brokerage stocks.
To suspend influence or restriction.
For the punishment of "suspending account opening for one month", some people in the brokerage business department think that the above punishment is heavier and more lethal.
"Fine" and "suspension of account opening" have a great influence on brokers. Although it is only suspended for one month, there will be an inflection point in 10, which is expected to attract a large number of new customers. "
However, some insiders of brokers believe that the impact is limited. "In fact, it is mainly aimed at existing customer service. There are also many new revenue channels in the sales department, such as consignment fund products. "
Dong Dengxin, director of the Institute of Financial Securities of Wuhan University of Science and Technology, said that all three brokers were punished by "deleveraging", which was heavier than the previous three punishments. This time,
The penalty of "suspending the opening of new securities accounts 1 month" is relatively light, which belongs to the "cold treatment" in the later stage of cleaning up "leveraged funds".