I. Criteria for Qualified Investors
Qualified investors of private equity funds refer to units and individuals with corresponding risk identification ability and risk-taking ability, and the investment amount of a single private equity fund is not less than 6.5438+0 million yuan and meets the following relevant standards: the net assets are not less than 6.5438+0 million yuan.
Unit 10,000 yuan; Individuals whose financial assets are not less than 3 million yuan or whose average annual income in the last three years is not less than 500,000 yuan.
Financial assets include bank deposits, stocks, bonds, fund shares, asset management plans, bank wealth management products, trust plans, insurance products, futures rights and interests, etc.
Second, the situation of being regarded as a qualified investor.
The following investors are regarded as qualified investors: pension funds such as social security funds and enterprise annuities, and social welfare funds such as charitable funds; Investment plans established according to law and filed with fund industry associations; Private fund managers and their employees who invest in the private funds they manage; Other investors as stipulated by China Securities Regulatory Commission.
In the investment operation of private equity funds, we should strictly abide by the People's Republic of China (PRC) Securities Investment Fund Law, Interim Measures for the Supervision and Administration of Private Equity Funds, Interim Provisions for the Administration of Private Equity Funds of Securities and Futures Operating Institutions, Measures for the Registration of Private Equity Fund Managers and Fund Filing (Trial), Announcement on Further Standardizing the Registration of Private Equity Fund Managers, Measures for the Administration of Information Disclosure of Private Equity Funds and Measures for the Administration of Private Equity Fund Raising. Private Investment Fund Contract Guideline No.65438, Provisions on Filing Management Plan of Securities and Futures Operating Institutions, 1-4, Answers to Relevant Questions on Registration and Filing of Private Equity FundsNo. 1- 14 and other laws, regulations and self-discipline rules, it is forbidden to raise funds from unqualified investors, strictly implement the investor appropriateness management system, and guarantee income in disguise.