Article 31 The rights and obligations of remote trading seats and on-site trading seats are equal.
Thirty-second remote trading seats are divided into two forms according to the number of terminal equipment:
(a) stand-alone mode, that is, a remote trading seat is equipped with only one terminal;
(2) Network, that is, a remote trading seat connects multiple terminals through a server.
Article 33 To apply for opening an independent remote trading seat, a member shall meet the following conditions:
(1) It is in good operating condition and has no record of serious violations;
(2) The communication and fund allocation conditions of the remote trading place to be established can meet the requirements of the futures trading operation of the Exchange;
(three) equipped with a certain number of computer and communication professional and technical personnel;
(4) Having sound rules, regulations and measures for remote transaction management;
(5) The trading volume and capital amount reach the scale required by the Exchange.
Article 34 To apply for opening a seat for online remote trading, a member shall meet the following conditions in addition to those listed in the preceding article:
(1) Having the qualification of futures brokerage business;
(two) computer systems and communication systems (including communication lines) with dual-computer backup and other necessary related facilities.
Article 35 A member applying for a remote trading seat shall submit the following materials to the Exchange:
(a) the basic situation of futures trading in recent two years;
(two) an application report on the reasons, conditions and feasibility of opening a remote trading seat;
(3) The current situation of institutions and personnel, and the basic information such as the list, resumes and majors of the main personnel to be responsible for the remote transaction management;
(4) Remote transaction management business system (including data security management system);
(5) Configuration list of computer system, communication system (including communication lines), system software and application software;
(6) Other materials required by the Exchange.
Article 36 The Exchange shall give a written reply to the application report within 1 month from the date of receiving the application report and related materials submitted by members.
Article 37 A member shall sign a remote trading agreement with the Exchange within one week after receiving the remote trading license from the Exchange. Overdue without reason, as a waiver.
Article 38 After the installation and system debugging of member's remote trading facilities are completed, the Exchange will organize the overall test and simulation operation. Only those that meet the standard requirements and meet the opening conditions can be put into use, and the opening date will be notified to members by the exchange.
Thirty-ninth members are not allowed to transform stand-alone trading seats into online trading seats without authorization.
Fortieth members who open off-site trading will continue to reserve their trading seats as backup channels. During the trading hours, when the members' remote trading seats can't be used normally, members should trade through the on-site trading seats.
If the member does not designate a market representative to enter the venue, the remote trading seat will not be used normally, and the consequences will be at your own risk.
Article 41 Members shall strengthen the management of their remote transactions and the maintenance of the remote transaction system. If it is necessary to change the main facilities or make technical adjustments, it should be approved by the Exchange in advance. If the remote trading seat moves out of the original registered place, it shall be reported to the exchange for approval in advance. The owner of the transaction shall supervise and inspect the use of the remote trading seats.
Forty-second in any of the following circumstances, the remote trading seat shall be revoked:
(1) A member's application for cancellation is approved by the Exchange;
(2) Subcontracting, subletting or transferring seats without permission;
(three) management confusion, or serious violations, or verification does not meet the conditions for opening;
(four) using the remote trading system to steal secrets or destroy the trading system;
(five) the loss of membership;
(six) unauthorized transformation of stand-alone trading seats into online trading seats;
(7) Other circumstances in which the Exchange considers that the remote trading seat should be revoked.