Current location - Trademark Inquiry Complete Network - Futures platform - Do all accounting firms have securities and futures business qualifications?
Do all accounting firms have securities and futures business qualifications?

No.

Only those accounting firms that are qualified to perform securities and futures-related businesses can engage in this audit business. For these accounting firms to obtain securities and futures-related business qualifications, one of the important conditions is that they have sufficient A number of certified public accountants with securities and futures-related business qualifications. The securities and futures industries are knowledge-intensive industries and high-risk industries. In order to standardize the financial behavior of securities companies, improve the transparency and quality of financial information of securities companies, and adapt to the needs of the development of the securities market. The Ministry of Finance and the China Securities Regulatory Commission issued the "Interim Provisions on the Implementation of License Management for Certified Public Accountants to Perform Securities and Futures-Related Business" (Cai Kuai Xie Zi [1997] No. 52), which clearly stipulates that personnel who perform securities and futures-related business must go through the financial Only those who have obtained business qualifications can engage in securities-related business through the qualification examination uniformly organized by the Ministry of Finance and the China Securities Regulatory Commission.

Any Chinese CPA working in an accounting firm who meets the following conditions can register to take the exam: 1. Have obtained the CPA practice certificate for more than 2 years and have worked full-time in the firm for the past 3 years; 2. . Have a good professional ethics record, and have not received criminal, civil penalties or administrative sanctions in the past 3 years; 3. Be under 55 years old and in good health. It should be pointed out that passing the qualification examination only proves that the candidate has passed the examination, and cannot use this certificate to perform securities and futures-related business. This business can only be performed by joining an accounting firm with securities and futures-related business qualifications. All Chinese certified public accountants who have this qualification to perform securities and futures audit services are required to have a deep level of professional knowledge, rich auditing experience and good professional ethics.