Item A, according to the provisions of Article 19 of the Trial Measures for Securities Companies to Provide Intermediary Services for Futures Companies, securities companies should establish a complete system to assist in account opening, review the account opening information and identity authenticity of customers, fully reveal the futures trading risks to customers, explain the rights and obligations among futures companies, customers and securities companies, and inform the requirements for safe deposit of futures deposits. A securities company shall submit the customer account opening information to the futures company in a timely manner, and the futures company shall sign a futures brokerage contract with the customer after examination and handle the account opening procedures.

Article 22 (b) A securities company shall not directly or indirectly provide financing or guarantee for its clients to engage in futures trading.

Article 18 Item C: When introducing customers to a futures company, a securities company shall clearly explain the entrustment relationship with the futures company, explain the way, process and risks of futures trading, and shall not make commitments such as capital preservation and risk protection, and shall not make false propaganda to mislead customers.

Article 23 Item D: When the futures and spot market prices change significantly or the customers may be at risk, the securities company and its business department may assist the futures company to remind the customers of the risks.