Article 6 of the Trial Measures for Futures Investment Consulting Business of Futures Companies stipulates that a futures company applying for futures investment consulting business shall meet the following conditions: (1) The registered capital shall not be less than RMB 654.38 billion and the net capital shall not be less than RMB 80 million; (2) The risk supervision indicators for the six months before the application date continuously meet the supervision requirements; (3) There shall be no less than 65,438+0 senior managers who have more than 3 years experience in futures industry and have obtained the qualification of futures investment consulting. There are at least five business personnel who have more than two years of futures business experience and have obtained futures investment consulting qualifications, and the above-mentioned senior managers and business personnel have no bad credit records in the last three years, have not received administrative punishment or criminal punishment, and are not being investigated by relevant authorities for suspected violations of laws and regulations; (4) Having a sound management system for futures investment consulting business; (5) It has not been subjected to administrative punishment or criminal punishment for illegal business operations in the past three years, and there is no case that it is being investigated by the competent authority for suspected major illegal business operations; (6) In recent years 1 year, there was no regulatory measure taken by the regulated institution as stipulated in Paragraph 2 of Article 59 and Article 60 of the Regulations on the Administration of Futures Trading; (seven) other conditions stipulated by the China Securities Regulatory Commission in accordance with the principle of prudent supervision.