To engage in securities and futures investment consulting business, you must obtain the following business licenses in accordance with the law before you can engage in related industries:

1. Securities and futures investment consulting business license;

2. Registration certificate of investment consulting institution;

3. Qualification certificate of securities and futures practitioners.

In China, engaging in securities and futures investment consulting business needs to comply with the provisions of the Securities Law, the Futures Law and other laws and regulations, and it is necessary to obtain the permission of relevant departments before carrying out related business. The above three business licenses are all necessary for investment consulting business, among which the securities and futures investment consulting business license is the most basic. You must obtain this license before you can apply for other business licenses.

China Securities Regulatory Commission is an institution directly under the State Council, which, according to laws, regulations and the State Council's authorization, uniformly supervises and manages the national securities and futures market, maintains the order of the securities and futures market and ensures its legal operation.

China Securities Regulatory Commission is located in Beijing, with 1 chairman, 4 vice-chairmen and 1 head of discipline inspection and supervision team. The conference organ has 20 functional departments, 1 inspection corps and 3 centers.

According to Article 14 of the Securities Law, the China Securities Regulatory Commission also has a stock issuance review committee, which is composed of professionals from the China Securities Regulatory Commission and relevant experts hired outside the meeting. China Securities Regulatory Commission has set up 36 securities regulatory bureaus in all provinces, autonomous regions, municipalities directly under the Central Government and cities with separate plans, and set up securities regulatory offices in Shanghai and Shenzhen.