When choosing a brokerage firm, it must be a licensed corporation recognized by the Hong Kong Securities Regulatory Commission and a direct participant of the Hong Kong Stock Exchange. Secondly, the first type of regulated activities must be licensed, strictly abide by the Securities and Futures Ordinance and be strictly regulated by law. Third, the background strength must be strong.
Related information:
At present, there are 106 securities companies that meet the requirements of * * * in China, among which 20 companies entered the ranks of AA-level securities companies in 20 14 years. The 20 brokers who obtained AA-level securities include: Jing Gaohua, Huaxi Securities, orient securities, Shen Yin Wanguo, Guangfa Securities, Southwest Securities, Guo Jin Securities, Industrial Securities, CDB Securities, Galaxy Securities and Guotai Junan.
Many of these companies are on the AA rating list for the first time. It is worth noting that no brokerage firm was rated as the highest AAA, and no brokerage firm was rated as a D or E company.
It is reported that securities companies are divided into five categories: A(AAA, AA, A), B(BBB, BB, B), C(CCC, CC, C), D and E, and the level is 1 1. Companies at all levels in categories A, B and C are normal operating companies, and the division of their categories and levels only reflects the relative level of their risk management capabilities in the industry. Class D and E companies are companies whose potential risks may exceed the company's tolerable range and take risk disposal measures according to law.