First, the first application for financial futures trading code shall meet the following conditions
(1) At the end of five consecutive trading days before the investor applies for the financial futures trading code, the balance of available funds in the margin account is more than RMB 500,000;
(2) The investor has passed the knowledge test of financial futures, and the qualified score is 80 points;
(3) Investors must have 20 or more simulated financial futures trading records with a total of 65,438+00 trading days, or 65,438+00 or more futures trading records in the last three years;
(4) The investor has no bad credit record;
Two. Information required for the first application for financial futures trading code
(1) Proof of available fund balance in customer's futures margin account
At the end of five consecutive trading days before applying for trading code, the balance of available funds in the margin account is more than RMB 500,000.
(2) Proof of basic information of individual customers
(1) a scanned copy of the original personal customer ID card.
② Copies of the front and back of the personal customer ID card.
(3) Proof of basic information of general unit customers
(1) Copy of credit code certificate with three certificates in one.
② Copy of account opening permit
(3) Copies of the second-generation ID cards of the legal representative, account opening authorizer, instruction issuer, fund distributor and statement confirmer.
Note: all documents provided must be stamped with the new seal of the company to be effective.
(4) General corporate customers also need to provide:
Original supporting documents for participating in the internal control and risk management of financial futures trading (with official seal)
Three. Coding conditions for the second application of financial futures.
When applying for the secondary trading code of financial futures in this company, investors shall ensure that the financial trading codes of other futures companies are true and effective.
4. Information required for the second application for financial futures trading code.
(1) The code certificate of the second application for financial futures by the customer (choose one of ① and ②)
(1) The customer provides a settlement form (with business seal) containing financial futures transactions.
(2) CICC open query port.
(3) Other supporting documents stipulated by the Exchange.
(2) Proof of basic customer information
(1) is a customer of the company's goods.
Customers need to fill in the application form of transaction code.
② Non-company commodity customers
Customers who apply for financial futures trading codes for the second time must meet the requirements of the Company for opening commodity futures accounts.
(3) investor education and risk disclosure
Fill in the "Special Disclosure of Stock Index Futures Trading Risks" and "Notes on Participating in Treasury Bond Futures Trading"