Nowadays, securities company practitioners implement post-registration management.

The registration categories of practitioners are set into six categories: general securities business, securities brokers, securities investment consulting (investment consultants), securities investment consulting (analysts), securities investment consulting (others), and sponsor representatives. .

On the basis of meeting the basic requirements, personnel engaged in securities investment consulting business should also comply with the relevant provisions of Article 13 of the "Interim Measures for the Administration of Securities and Futures Investment Consulting".

The sponsor representative shall also comply with the relevant provisions of Article 11 of the "Measures for the Administration of the Sponsorship Business of Securities Issuance and Listing". Securities brokers should also comply with the relevant provisions of Article 7 of the "Interim Provisions on the Administration of Securities Brokers".

(To register as a general securities business personnel, you must meet basic conditions, and to register as such, you must also meet other requirements, such as academic qualifications, years of experience, etc.

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