Content navigation securities industry examination introduction securities industry preparation strategy securities industry certificate acquisition securities industry employment development
Introduction to securities qualification examination
The securities examination has been continuously optimized and reformed.
The first qualification examination for securities practitioners in China was held in 1999. The national unified examination organized by China Securities Industry Association uses online registration and computer examination to test students.
Since then, the securities examination has been continuously optimized and new measures have been taken every year. The examination is becoming more and more standardized, and the demand is increasing.
① A series of reforms were carried out from 2065438 to July 2005, and now a graded examination has been formed for general employment, professional qualification and senior management qualification of different employees.
② In September 2065438+2008 and October 20 10/0, the Securities Industry Association successively updated the examination textbooks, adding scientific and technological innovation boards in financial markets, capital market opening, financial risk management, new regulations on asset management, etc., to keep up with the changes in the industry.
(3) In June 2006, China Securities Association issued and implemented the Code of Practice for Securities Investment Consulting Institutions (Trial) to strengthen the self-discipline management of securities investment consulting institutions.
According to the requirements of the Code of Practice, those who engage in the marketing and customer service of securities investment consulting business and directly provide services to customers, but do not involve providing investment advice to customers, must obtain the qualification of securities practice, and relevant personnel in the industry must obtain the corresponding qualification within one year.
Securities qualification certificate is easier than getting high marks.
As an introductory certificate, the securities qualification certificate is a computer-based examination method. The examination questions are multiple-choice questions, such as 100 questions in various subjects of general employment, with each question 1 point and 60 points qualified.
Every time you check the securities industry exam, candidates with 60 -70 points account for a large proportion. From the past, the overall pass rate is reasonable, and the test content is mostly based on memory.
It is not difficult for people with financial or accounting background; For zero-based candidates, exams are all basic knowledge and laws and regulations, and they have certain learning ability. General review 1-2 months can successfully pass the two subjects.
There is a great demand for securities business.
Since 2003, China Securities Industry Association has organized the qualification examination for securities practitioners. By the end of July, 2006, about 2.94 million people had passed the qualification examination for securities practitioners, and about 350,000 of them were registered with China Securities Association and obtained the practicing certificate.
Four certificates of financial industry: among the securities industry, fund industry, banking industry and futures industry, the number of employees in the securities industry is in the forefront. The content of securities examination involves securities, funds, banks and futures related knowledge. Most people regard securities business as the first choice for preparing for the financial industry, and accumulate theoretical knowledge for preparing for other financial exams in the future, so as to master the exam content faster.
In addition, with the improvement of people's living standards and the increase of financial accumulation, more and more people participate in securities investment, and the required professionals will also increase. Therefore, it is of great benefit to get the securities qualification certificate as soon as possible.
Introduction to securities preparation
Difficulty of securities qualification examination
As a qualification examination, the securities qualification certificate is not difficult. Only two subjects need to be tested, and the content of the test is mainly memory. Candidates who have fully prepared for the exam have a high probability of passing the exam.
Let's listen to what people who have already passed the securities qualification certificate say: this is just an introductory securities exam. As long as you have enough time to review, you will certainly pass. Personally, I suggest you read the textbook more than three times, and then do the real questions and simulation questions over the years. This is my review method.
Method of making securities qualification certificate
1, concentrated
If you want to improve the efficiency of preparing for the exam, you must concentrate. There are many candidates who are office workers and are busy with their work. It's hard to spend a long time reviewing. Don't give up easily. The preparation front can be lengthened and the fragmentation time can be used.
2, science preparation
In the process of preparing for the exam, you should study in a planned and purposeful way, and choose the appropriate method according to your own situation, in order to see the effect. Down-to-earth, step by step, a little progress, accumulated in the end will be successful.
3. Grasp the regularity
Any exam is regular. Through the analysis of the real questions in recent exams, candidates can sum up the knowledge points that must be tested in regular exams, including their inspection forms and key points, so as to find out the regularity of exam questions, which is particularly helpful for exams and preparation. Candidates can take some time to analyze it.
Collection of securities practice certificate
How to get the certificate after the results of the securities qualification examination come out?
After the candidates have passed the securities qualification examination, they will print the relevant qualification certificates themselves. How about taking the securities qualification certificate? How to apply?
1. The applicant logs on the employee management platform-completes the information filling in the Application Form for Practicing Certificate-and submits the printed written application form, a copy of academic certificate and a 2-inch color ID photo (to the institution).
2. The qualification administrator of the institution is responsible for the application form for practicing certificate (confirmed by preliminary examination)-the institution keeps the written application form for future reference-and submits the electronic application form to the association.
3 professional certificate application form submitted by the audit institution of the association. (Note: If necessary, institutions may be required to submit written application forms and related materials.
4. The employee management platform will automatically review the submitted vocational certificate application form. Suppose the automatic audit failed. It will be reviewed by the relevant staff of the association.
5. The applicant passes the examination-the association files with the relevant departments of China Securities Regulatory Commission (through the practice certificate management system)-the practice certificate is issued-and the association makes an announcement online. Among them, for those who fail to pass the examination, the association will also notify the organization in writing and explain the reasons for not issuing the practice certificate.
Notes on matters needing attention in applying for securities qualification certificate
1. The application time for the securities qualification certificate is not limited throughout the year.
2. Individuals who have passed the securities qualification examination cannot apply for the securities qualification certificate, and the institutional qualification manager shall apply for the practice certificate.
3. To apply for securities qualification, in addition to meeting all the conditions for passing the examination subjects. The following conditions shall also be met:
(1) at least 18 years old, with high school education and full capacity for civil conduct.
(2) Being employed by the unit and having not received criminal punishment in the past three years.
(3) The applicant has not been recognized by China Securities Regulatory Commission as a prohibited person in the securities market/has passed the prohibited period.
(4) Other conditions stipulated by laws, administrative regulations and the China Securities Regulatory Commission.
Employment development of securities industry
Current situation of securities industry
Securities can be said to be the industry with the highest income and the greatest development potential in China. Both at home and abroad, they are highly sought after and loved by job seekers. Compared with other industries, the securities industry is also an industry that can get money and wealth quickly. With the increasing demand for securities and financial talents in the industry market, new jobs such as senior financial consultants and investment analysts are more popular, and these jobs have become the targets of many enterprises at the expense of high salaries. It can be said that the employment prospect of the securities industry is very ideal and broad in the future social development. Therefore, for those who have passed the securities qualification certificate, it will play a great role in future career development.
How much salary can I get by taking the securities qualification certificate?
Securities investment department
There are many employment directions for holders of securities qualification certificates, among which the most popular one is that they can work in the investment department of securities companies, and their daily work is mainly responsible for accepting customers' funds for investment and financial management, and providing customers with quality financial management solutions and services. People who are engaged in this position can generally get an annual salary of more than 20w by the end of the year. According to the income of the enterprise, there is also a certain performance commission, and the income can be said to be very considerable.
investment banking
Holders of securities practice certificates can also choose to work in the investment banking department, referred to as "investment bank". Investment banking is different from other positions, mainly focusing on business, which is equivalent to sales positions. I often have to go out to meet customers. Although this position is hard, the annual income is very considerable, and the average income can reach about 30w. Plus the corresponding project commission, 50~60w a year is not a problem.
Brokerage business department
This department is equivalent to the service department of securities enterprises, and its daily work is mainly dealing with customers. Compared with other positions, the income of the brokerage business department is not very stable. Basically, only customers have income. Earning commission through customer transactions is part of your salary. The more customer transactions, the higher your income. Generally speaking, the salary of the brokerage business department is only about 5k~ 1w per month.