In the following years, Shen Qiu Zhao repeatedly negotiated with the Beijing sales department of futures, hoping that futures could compensate for its losses, but they were all rejected by the Beijing sales department of futures.
20 1 1 Before the Dragon Boat Festival, Shen Qiu Zhao complained to the Beijing Securities Regulatory Bureau about the Beijing Sales Department of Futures. On June 8, Beijing Securities Regulatory Bureau called Shen Qiuzhao to meet with Gan Weiping, general manager of CUHK Futures Beijing Sales Department for mediation, but the two sides failed to reach an agreement through mediation.
In the complaint letter submitted to the Beijing Securities Regulatory Bureau, Shen Qiu Zhao said: "In September 2007 ... the propagandist of CUHK Futures Beijing Branch told me that futures were a sure bet, and took me to attend classes at CUHK Futures Beijing Branch, which was at the east gate of the Workers' Gymnasium. There are dozens of people in class, most of whom are old people my age. "
"Zhang, the business manager of futures, declared in the lecture that futures can only make money without losing money. Even if it loses money, it will lose 20% at most, and the company will send people to trade on our behalf. We don't need old people like us to understand futures. Can make money for us and hope to invest in futures. " The letter of complaint reads: "In September 2007, I withdrew most of the deposit of RMB 6,543,800+RMB 3,000 from my futures account, CUHK. On June 5438+ 10, 2007, Futures introduced its staff Liu, who helped me to be a trading agent. I know nothing about futures trading. I feel that Liu is a professional in futures, and I am assured that she will operate. "
However, when the financial crisis broke out in 2008, Liu's management was not ideal. In less than a year, the account suffered a serious loss. Shen Qiu Zhao said that later, the futures arrangement was operated by Xiao, but the situation was still not ideal. By July 2008, the account balance was only 20,000 yuan.
"I lost so much money in less than a year, which is completely different from what their propagandists said at the time. So I negotiated with the person in charge of the Beijing Sales Department of Zhong Da Futures, hoping that they would compensate me for my losses. " Shen Qiu Zhao told China Business News, "But at this time, people in the Beijing Sales Department of Futures told me that Liu is a futures broker, not an employee of futures. His trading is a personal act, and futures will not bear legal responsibility for it."
From the documents presented by Shen Qiuzhao to the reporter, the reporter saw a confirmation letter of investment consulting service signed by Shen Qiuzhao on June 9, 2007.
The contents of this document show that Shen Qiuzhao entrusted Zhejiang Futures Brokerage Co., Ltd. to engage in futures trading ... During the futures trading, I appointed Wei Liu Service Investment Consultant. I clearly understand that investment consultants are intermediaries, not staff of futures brokerage companies; Its duty is to collect and sort out futures trading information and reveal risks in time, but its investment advice is for reference only and has no legal effect.
"At the beginning, I opened an account, signed an agreement, and designated Wei Liu to conduct trading operations, all of which were conducted in the Beijing Sales Department of Futures. They brought me a pile of documents for me to sign. At that time, no one made it clear to me that Liu was only a futures broker, not a futures practitioner. Moreover, Liu's business card is also printed with the words "Futures Investment Consultant". "Shen Qiu Zhao said," I didn't know the word middleman until I asked them to compensate me. They said Liu was a middleman. If they told me at first that Liu was not a futures employee, how could I give such a large sum of money to someone who was not a futures employee? "
"In 2009, Gan Weiping said that Liu would give me 1 1,000 yuan to settle down. I don't agree. She also said that Liu is not an employee of her company, and I can't win anywhere. " Shen Qiu Zhao said: "Later, through the coordination of Gan Weiping, Liu contributed 30,000 yuan to my futures account. Together with my previous remaining 20,000 * * * 50,000, Liu is responsible for operating for one year to help me earn my money back. Zhongda Futures said that if it wants to re-sign the agreement and does not re-sign the agreement or abolish the original agreement, it will not help me earn my money back. " Shen Qiu Zhao said: "In order to recover the loss, I agreed to sign many documents with them that I haven't read. CUHK futures now says it is not afraid of me going to court. They have complete materials and a document signed by me in black and white. However, this account soon lost another 40,000 yuan. "
Shen Qiu Zhao expressed the hope that futures would compensate him for his losses, and hoped that the Beijing Securities Regulatory Bureau would severely punish the fraud of futures in the whole process.
However, Gan Weiping, general manager of CUHK Futures Beijing Sales Department, refuted Shen Qiuzhao's statement.
Zhao of Shen Qiu is a man in his sixties. When opening an account, we made it clear that Liu was not an employee of our company. We explained the contents of the investment consulting service book to him clearly, and signed the special statement of risk tolerance after confirmation. Gan Weiping told this newspaper that "Shen Qiu, Zhao and Liu are privately signed agency agreements, and the consequences have nothing to do with futures."
Gan Weiping also said that the formal employees of CUHK Futures have been publicized, and the information of brokers and intermediaries has been reported to the Beijing Securities Regulatory Bureau. Liu is not a formal employee of futures, but an intermediary, which can be found in Beijing Securities Regulatory Bureau.
Regarding the loss of Shen Qiu Zhao, Gan Weiping said that Shen Qiu Zhao knew the profit and loss of his account. "At the beginning, his account had a floating profit of nearly 6.5438+0.5 million yuan. Later, after the Bear Stearns incident broke out, his account lost money. In the middle, we have staff to remind the risks, but they have not taken stop-loss measures for three months. " Gan Weiping said.
"We won't compensate Shen Qiu zhao's loss. The investment loss of any customer should not be borne by the futures company. " Gan Weiping said, "The Beijing Securities Regulatory Bureau has come forward to coordinate, but the coordination failed to reach an agreement. If the final coordination is fruitless, we are willing to go through judicial procedures. "