1. Impact on credit evaluation: Being recorded in the credit files of securities and futures markets will affect the credit evaluation of individuals or enterprises. In the financial field, credit evaluation is an important reference index, which will affect the financing, investment and cooperation of individuals or enterprises.

2. Take market ban measures: If an individual or enterprise violates the provisions of securities and futures laws, regulations and rules and is recorded in the negative list of credit files in the securities and futures market, the China Securities Regulatory Commission and its dispatched offices will take market ban measures.