Current location - Trademark Inquiry Complete Network - Futures platform - According to the Securities Law and other laws and regulations, what business licenses must be obtained in accordance with the law to engage in securities and futures investment consulting business?
According to the Securities Law and other laws and regulations, what business licenses must be obtained in accordance with the law to engage in securities and futures investment consulting business?
To engage in securities and futures investment consulting business, you must obtain the following business licenses in accordance with the law before you can engage in related industries:

1. Securities and futures investment consulting business license;

2. Registration certificate of investment consulting institution;

3. Qualification certificate of securities and futures practitioners.

In China, engaging in securities and futures investment consulting business needs to comply with the provisions of the Securities Law, the Futures Law and other laws and regulations, and it is necessary to obtain the permission of relevant departments before carrying out related business. The above three business licenses are all necessary for investment consulting business, among which the securities and futures investment consulting business license is the most basic. You must obtain this license before you can apply for other business licenses.