Measures for the Administration of Suitability of Securities and Futures Investors Article 17 Where the following factors exist in a product or service, the risk level shall be carefully assessed:

(1) For products or services with the possibility of loss of principal, most or all of the principal may be lost due to factors such as leveraged trading;

(2) Liquidity of products or services, products or services that are difficult to be successfully realized at a reasonable price in a short time due to factors such as lack of an open trading market and few investors;

(3) Understandability of products or services, products or services whose terms and characteristics are difficult for ordinary people to understand due to complex structure and difficult valuation;

(4) the method of raising products or services, involving a wide range of public offering products or related services with great influence;

(5) Cross-border factors of products or services, products or services issued or traded across borders due to market differences and the application of overseas laws;

(6) High-risk products or services recognized by self-regulatory organizations;

(seven) other factors that may constitute investment risks.