1. China Banking Association and China Banking Association are self-regulatory organizations of the banking industry in China, and they are national non-profit social organizations.

2. China Securities Industry Association and China Securities Industry Association are national self-regulatory organizations of the securities industry established according to the Securities Law of People's Republic of China (PRC) and the Regulations on the Administration of Registration of Social Organizations, and they are non-profit social organizations as legal persons.

3. China Futures Association and China Futures Association were established in June 5438+February 2000. It is a self-regulatory organization of the national futures industry and a non-profit social group legal person. The Association accepts the business guidance and management of China Securities Regulatory Commission and the National Social Organization Registration Administration.

4. China Asset Management Association and China Asset Management Association were established according to law. It is a national, industrial and non-profit social group engaged in non-profit activities, which is voluntarily formed by relevant institutions in the securities investment fund industry.

5. China Insurance Association and China Insurance Association are national self-regulatory organizations of insurance industry in China approved by China Insurance Regulatory Commission and registered in People's Republic of China (PRC) and Ministry of Civil Affairs. They are non-profit social organizations and legal persons. China Insurance Association was established in February, 2006.

6. China Inter-bank Market Dealers Association is a national non-profit social organization established with the approval of the State Council and the Ministry of Civil Affairs in September 2007. The competent department is the People's Bank of China. China Association of Interbank Market Dealers is a self-regulatory organization composed of market participants voluntarily, including inter-bank bond market, inter-bank lending market, foreign exchange market, bill market and gold market.

The self-discipline mechanism of financial institutions is a series of restraint mechanisms such as risk management, internal supervision, audit and inspection established by financial institutions in the industry to ensure the healthy operation of themselves and their systems and prevent financial crises. The self-discipline mechanism of financial institutions mainly includes three aspects: first, the self-discipline mechanism within financial institutions; The second is the self-discipline mechanism between financial peers; The third is the supervision mechanism of customers to financial institutions in the financial market.