The examination of the basic knowledge of securities focuses on the following chapters: chapter one: overview of the securities market; Chapter four: securities investment funds; Chapter five: financial derivatives; Chapter six: the operation of the securities market; Chapter VII: Securities Intermediary.

The conditions for securities registration are as follows:

1. At least 18 years old;

2. Have a high school or national recognition equivalent to a high school graduation or above;

3. Have full capacity for civil conduct.

Securities are all kinds of economic rights and interests certificates, and also refer to specialized products. It is a legal document used to prove that the holder enjoys certain rights. Mainly including capital security, currency securities and commodity securities.