The relevant person in charge of the China Securities Association said that under the background of the implementation of the new Securities Law and the registration system, the Association formulated and issued the Administrative Measures, aiming at further promoting the construction of "compliance, integrity, professionalism and stability" industry culture, exploring and improving the integrity management and reputation self-discipline mechanism, promoting the formation of integrity constraints, reputation constraints, self-discipline constraints and rules constraints, and building an industry ecology that respects integrity, professionalism, trustworthiness, responsibility and cherishes reputation.
0030 10 It is clear that China Securities Industry Association has established a securities business reputation information base, and incorporated the business reputation information of self-discipline management objects into the business reputation incentive and restraint mechanism to implement self-discipline management. Credit information includes basic information, credit information and other credit information.
Specifically, credit information includes commendation and reward information and illegal and untrustworthy information. Administrative penalties, market ban decisions and supervision and management measures made by the China Securities Regulatory Commission and its dispatched offices; Disciplinary measures implemented by the securities market industry organizations and management measures stipulated by laws, administrative regulations and rules; Refusing to perform the reached mediation agreement on securities and futures disputes is illegal and untrustworthy information.
Other professional reputation information includes other positive information and other negative information. It is worth noting that the internal disciplinary decisions of securities companies related to securities business in violation of laws and regulations or internal regulations of the company involve demotion, dismissal, dissolution of labor contract or entrustment contract, dismissal, persuasion, dismissal, dismissal, etc. All belong to other negative information categories.
"At present, there are 360,000 securities practitioners in China, including general securities business, securities brokers, securities investment consultants, securities analysts and sponsors. Many people and miscellaneous business. In recent years, the number of reputation events in the industry has gradually increased, which is characterized by concealment, uncontrollable and enhanced interaction. Establishing a' credit information system' in the brokerage industry is conducive to urging employees to cherish their professional reputation and strictly abide by compliance requirements, which is of great significance for promoting the establishment of an industry reputation restraint mechanism and maintaining industry image and market stability. " Dong Dengxin, director of the Institute of Financial Securities of Wuhan University of Science and Technology, said.
In addition, for the validity period of professional reputation information, the Administrative Measures clarify that basic information is valid for a long time. The validity period of the information obtained through the securities and futures market integrity file database is consistent with that of the securities and futures market integrity file database. The credit information and other professional reputation information recorded by associations and brokerage companies are valid for 3 years, counting from the date when the decision is made or takes effect. If the corresponding information decision itself has an execution period, the validity period shall be counted from the date when the execution period expires.
Related Q&A: China Credit Information Inquiry Network official website? /
China people's bank Zheng Xin center
Related Q&A: Can personal credit report be inquired in the bank? @ Du Xiaoman Finance
There are two ways to inquire about personal credit:
1, offline inquiry: offline inquiry can be divided into counter inquiry and personal credit inquiry self-service inquiry machine inquiry.
Counter inquiry: users need to fill in the Application Form for Personal Credit Report Inquiry at the outlets of China People's Bank, and then submit the application form and the valid second-generation ID card of the inquiring user to the counter staff, who will inquire and print the personal credit report for you;
Self-service inquiry of personal credit information: inquiring users can make self-service inquiry through inquiry machine and put their ID cards at the ID card of inquiry machine. Then the camera of the self-service machine will collect the facial image of the inquirer and compare the collected information with the ID card information. The purpose of comparison is to confirm that it is your own inquiry. After the comparison results are consistent, you can query the personal credit information report according to the prompt of the query machine.
2. Online inquiry: Online inquiry refers to the formal inquiry made by users through the Credit Information Center of the People's Bank of China. The query steps are as follows:
1), open the China People's Bank Credit Information Center official website, and then find the Internet personal credit information service platform, and click enter;
2) Click "Start Now" at the top right of the website page;
3) Enter the account password to log in to the personal account. If there is no personal account, you need to register first, click the "New User Registration" button on the page, and then fill in the relevant information according to the page prompts to complete the registration operation;
4) After successful registration, log in with the newly registered account and password. After logging in, the system will prompt the user to authenticate, select the authentication method, and complete the authentication operation according to the prompts;
5) Select the personal credit report you need to inquire and submit the application;
6) After the user submits the application, 24 hours later, the mobile phone number used by the user's registered account will receive a short message of inquiry verification code. After receiving the text message, he will log on to the website again, enter the query verification code and get a personal credit report.