The certification documents of qualified professional investors in private placement are mainly based on two different combinations of natural persons and institutions, and the requirements and audit conditions are also different.

1, financial asset certificate or income certificate (select one)

5 million bank deposit certificate or other qualified financial assets certificate. (valid within 20 working days before the signing date);

The average annual income of individuals in the last three years is not less than 500,000 yuan.

2. Financial investment transaction process or relevant work certificate

For more than 2 years, the trading accounts of securities, funds, futures, gold and foreign exchange have been running smoothly;

Or the relevant financial product design, investment, risk management and related work certificates issued by the unit;

Or the relevant work certificates issued by the senior managers of professional investors in financial institutions approved by the relevant financial regulatory authorities, certified public accountants and lawyers who have obtained professional qualifications and engaged in financial-related businesses.

What are the certification documents of qualified private equity investors?

1, financial asset certificate or income certificate (select one)

5 million bank deposit certificate or other qualified financial assets certificate. (valid within 20 working days before the signing date);

The average annual income of individuals in the last three years is not less than 500,000 yuan.

2. Financial investment transaction process or relevant work certificate

For more than 2 years, the trading accounts of securities, funds, futures, gold and foreign exchange have been running smoothly;